The National Society of Compliance Professionals National Meeting - NSCP 2017 is a conference that covers topics such as:
An Introduction to the Advisers Act and the Role of the Compliance Officer
An Introduction to FINRA Regulations and the Role of the Compliance Officer
Professional Development for Compliance Professionals
Fundamentals of Compliance and Best Practices for Private Funds and Hedge Funds
The Basics of Underwriting
Establishing Effective Records Management in Accordance with Rules and Using Technology
10月16日
2017
10月18日
2017
注册截止日期
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